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Operations Compliance Analyst
The candidate will... Coordinate with Legal and Compliance, as necessary. Assist with... of operations, to ensure compliance with firm process and... recommendations to the Operations Compliance Manager to address compliance... risks and deficiencies identified.... complaints/grievances/appeals. Communicate all operational compliance risks to the Operations... Compliance...
Paralegal - Compliance
The candidate will organize,... client services team regarding compliance of promotional programs with... Maintain a research and compliance data base to provide... on-going compliance advice and guidance to... applying guidelines in a compliance environment necessary and contract... paralegal...