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Principal Counsel, Enforcement - Join FINRA and Make a Difference in Financial Regulation H2: Overview: - Role: Principal Counsel, Enforcement - Organization: FINRA - Location: Multiple locations (see job posting) - Time type: Full time - Job requisition ID: R-007990 - Education/Experience: Minimum of 7 years relevant...
Assistant General Counsel, Regulatory Salary: $127,300 - $296,100 Job Title: Assistant General Counsel, Regulatory Experience: 6-8 years of legal experience Organization: FINRA (Financial Industry Regulatory Authority) Location: Various locations (CA, Washington DC, CO, HI, New York, NY, WA, MD) Full Time: Yes Job Requisition ID: R-008031 Purpose and...
Enforcement The candidate will resolve non-complex Enforcement matters, and contribute meaningful high quality work for large complex matters. Resolve non-complex Enforcement matters based on rigorous assessment and effective advocacy. Execute an effective risk-based legal strategy to assess the record fairly....
Woodbridge office of our client seeks commercial litigation attorney with $500,000+ in... business. The candidate should preferably have experience in securities litigation....
Friendly Job Title: Senior Litigation Counsel - Enforcement ... FINRA as a Senior Litigation Counsel H2: Represent... FINRA in Complex Securities Cases Organization: **MEMBERS ONLY**SIGN UP NOW***... of 10 years of litigation experience Salary Information:... - California: Minimum Salary...
Principal Counsel, Enforcement - Competitive Salary and Benefits H2: Join Our Team at FINRA - Apply Today! Summary: FINRA, a leading financial regulatory organization, is seeking a highly experienced Principal Counsel to join their Enforcement team. The successful candidate will be responsible for...
Enforcement The candidate will resolve non-complex Enforcement matters, and contribute meaningful high quality work for large complex matters. Resolve non-complex Enforcement matters based on rigorous assessment and effective advocacy. Execute an effective risk-based legal strategy to assess the record fairly....
Friendly Job Title: Assistant General Counsel, Regulatory - Full Time H1 Heading: Join FINRA as an Assistant General Counsel in our Regulatory Group H2 Headings: - Purposeful Work at a Regulator - Render Senior-Level Legal Advice and Support...
Senior Litigation Counsel, Enforcement - Any... Actual compensation is based on various factors, including candidate's skill set, experience, education, and internal peer compensation comparisons. Job Title: Senior Litigation Counsel Experience Requirements:... - Minimum of 10 yea...
Senior Litigation Counsel, Enforcement - Any... Location The Senior Litigation Counsel is responsible for... Adjudicatory Council (NAC). This role requires a minimum of 10 years of litigation experience, with demonstrated ability... to administer and try complex securities cases. T...
Securities Litigation Analyst The candidate... statements filed with the Securities Exchange Commission as they... have Master’s Degree in Securities/Corporate/ Finance/Trade Law. 2 years’... experience on the job or as a lawyer or eligible to take the NY State Bar is...