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Counsel, Enforcement (Salary: Competitive) The Principal Counsel, Enforcement position at FINRA is a full-time role that requires a minimum of seven years of relevant legal experience in the financial regulatory space. The successful candidate will be responsible for performing...
Role: - Assistant General Counsel, Regulatory - Full time - Job Requisition ID: R-008031 Organization: - FINRA (Financial Industry Regulatory Authority) Overview: - FINRA is a not-for-profit entity operating under the oversight of the SEC....
Enforcement The candidate will resolve non-complex Enforcement matters, and contribute meaningful high quality work for large complex matters. Resolve non-complex Enforcement matters based on rigorous assessment and effective advocacy. Execute an effective risk-based legal strategy to assess the record fairly....
H1: Senior Litigation Counsel, Enforcement - Any... Represent FINRA in Complex Securities Litigation Cases BOLD... HEADLINE:... FINRA as a Senior Litigation Counsel and Make an... complex cases involving federal securities laws and SRO rules... - Argue appeals before the...
dental, vision, life insurance, 401k with employer contribution, and a bonus for those who meet their minimum hourly requirement. Job Title: Commercial Litigation Partner Experience Information:... • Seven (7) to twelve (12) years of complex co...