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The candidate will... directly to the General Counsel and will work closely... compliance, client relations and investment teams. Will be involved... all of the Firm’s legal matters, which may include... following: Regulatory Compliance. Providing counsel with respect to U.S.... investment...
Corporate Counsel/Senior Counsel
The candidate will... governance policies and implement legal controls to help ensure... Treasury, Tax and Risk Management teams on banking and... investment matters, intercompany agreements, tax... controls, and enterprise risk management. Advise on establishing foreign... operations and...
Investment Advisory Business Attorney
The... regulations. Proactively addressing ongoing legal matters such as disclosures... corporate governance documents, and Legal Department policies and procedures,... Technology and Product Development/Project Management groups to design, review... and test new automated processes and procedures to...
Corporate & Securities Senior Counsel - In House
The... Treasury, Tax and Risk Management teams on banking and... investment matters, intercompany agreements, tax... controls, and enterprise risk management. Develop corporate governance policies... and implementing legal controls to help ensure... sound...