Broker-Dealer compliance and Regulation Associate -... reviewing business practices for compliance with regulatory requirements; participating... in the administrative law rulemaking process; and obtaining regulatory approvals for acquisitions, novel products and... read more
Counsel compliance New Legal Obligations
Responsibilities:... help drive adoption of compliance requirements that effectively manage... legal risks and embed compliance in the company’s internal... services designs. Collaborate with compliance and risk subject matter complianceread more
Broker Dealer complianceattorney Duties: Assisting in the... of Carlyle’s marketing-related regulatory compliance framework and processes. Assisting... with respect to the compliance programs for Carlyle’s broker-dealer... entities. Assisting with the compliance regulatory review and approval of complianceread more
Political Compliance Attorney
The candidate will... programming needs. Work with Compliance and Development teams to... resolve client data or functionality issues. Attend events and conferences as a representative of the company and the department. Must have JD or equivalent degree....
Counsel, Head of Regulatory Compliance, Pharma Services
Duties: Provide... of legal, regulatory and compliance matters in the pharmaceutical... with the company's Chief Compliance Officer and Key Compliance... Leaders (Quality, Quality Audit,... of the company's Corporate Compliance Program Provide strategic direction... compliance/legal...
have the most.
Seeking ERISA Compliance Attorney with 3+ years... ERISA compliance experience (or 1 year... of ERISA compliance experience and an LL.M.... in Taxation and/or a Certificate in Employee Benefits Law). The candidates responsibilities will include providing advice to benefit...
also have the most.
Regulatory Compliance Attorney The candidate should... advice on mortgage origination compliance matters. Will represent mortgage... policies and procedures in compliance with various federal regulations... and other licensing requirements. Compliance audits, Must have an... active Bar (any state)....
Assistant Compliance Counsel
The candidate will... to promote integrity and compliance. Will ensure company compliance... with policies, state and... and methods to operationalize compliance. Assist with researching, drafting... and updating corporate compliance policies and standard operating... procedures. Conduct role-specific compliance training, update and develop... compliance...
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Director - Global Trade Compliance
Responsibilities: Work with clients... and international investigations and compliance matters related to suspected... services on investigations and compliance matters. Lead business development... global trade controls and compliance related matters. Experience creating... and enhancing global compliance programs. Experience conducting internal... Compliance...
office of a BCG Attorney Search Top Ranked Law... regulations, investigations, securities and compliance lawyer (government contracts) with... with federal agencies, including compliance and regulatory issues; drafting... small business issues, import/export compliance, including knowledge of ITAR/EAR... experience in corporate transactions, compliance counseling, and litigation. Should......
Intake and Compliance Attorney
Duties: Coordinates and... consults with designated members of the Office of General Counsel, firm attorneys, the firm’s Intake Committee, and Practice Group leadership to bring in new business to the firm. Drafts engagement terms, including scopes...
office of a BCG Attorney Search Top Ranked Law... Firm seeks intake and compliance attorney with 2-5 years... of... law firm practice, preferably in a mid-sized to the large law firm, or experience in conflicts and client intake issues. The...
Securities and Compliance Lawyer
The candidate must... licensing, opinion work, filings, compliance audits, internal investigations, responding... developing and implementing relevant compliance policies and procedures. Ideally,... the client will also have experience in other types of investigations related work and/or national...
Counsel Legal Regulatory and compliance Duties: Assistant General Counsel LRC... the Legal, Ethics & compliance Medical Affairs, Regulatory, International... the Legal Regulatory and compliance team, contribute to the... attorneys on regulatory and compliance issues in a broad...... read more
Senior Legal Counsel compliance and Ethics Program
The candidate... will help Sales Leadership plan and implement strategic growth initiatives across the AMER+PBST field organizations. Will identify, plan, and lead strategic initiatives... read more
The candidate will be... providing legal advice to Verizon’s Security Department in general; legal advice to a team of 100 professionals within the Security Department that responds to 275,000... read more