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the following responsibilities and duties: '33 and '34 Act matters, Capital Markets, IPOs, Corporate Governance, Compliance Matters, Exchange Listing Matters, M&A. Should have experience advising a public companies and underwriters on financing (public and private offerings) and ongoing SEC fi...
client compliance with federal and state securities laws, focusing on ’34 Act reporting. The position involves preparing, reviewing, and advising on various SEC filings, providing support for... securities offerings and capital markets transactions, and advising on general securities disclosure matters....
capital markets transactions. The successful candidate should have a deep understanding of public company reporting obligations, public securities offerings, SEC compliance, corporate governance, and... debt and equity market transactions. The role requires the ability to lead due diligence teams, man...
office of our client is seeking a securities attorney with 5+ years of experience. Candidate should have meaningful experience regarding SEC aspects of being a... public company. Candidate will manage securities matters, including Section 16 filings and reprortings, Rule 144......
(public and private), the Securities Act of 1934 (Registered Investment Advisors), the Securities Act of 1940 (Registered Investment Companies) and related disclosures, filings and compliance obligations. The... candidate should be self-starter with the ability to work with others to dev...