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a focus on the Investment Company Act and Investment... Advisers Act. The ideal... significant expertise in closed-end investment companies, particularly listed funds,... and should be knowledgeable about the rules that apply to them under federal securities laws and relevant exchanges....
firm is seeking an Investment Management Associate Attorney with... years of experience in investment management regulations and practices.... strong background in the Investment Company Act of 1940,... the Investment Advisers Act of 1940,... and related regulations.Job Overview:Position: Investment Management Associate AttorneyLocation: New......
firm is seeking an Investment Services Associate Attorney to... will be responsible for managing multiple matters simultaneously, specializing in registered investment companies, investment advisers,... and... federal securities laws compliance. Duties:Efficiently manage multiple matters concurrently within investment servicesProvide legal guidance on... regulator...
City is seeking a Registered Funds Associate Attorney with... on matters pertaining to registered investment companies, including mutual... closed-end funds, interval funds, tender offer funds, and business development companies, as well as their... advisers and directors. This role involves collaborating...
in New York City. The ideal candidate will bring experience in compliance and regulatory matters, specifically with registered investment advisors and broker-dealers.... Exceptional communication skills and a dedication to client service are essential for success in this role.Job Details:Duties:Work...
attorney to join its investment management team in New... matters related to the Investment Company Act of 1940... and the Investment Advisers Act of 1940.... The ideal candidate will have 3-5 years of relevant experience, outstanding academic credentials, and strong...
for providing legal advice and counsel supporting the FIG (Financial Institutions Group) and Strategy groups. Duties include working directly with investment professionals and in-house counsel... on strategic transactions, fund-related matters, and providing general legal support to the FIG and Str...
NY, is seeking a Registered Funds Associate Attorney to... join their Investment Management group within the... Investment Funds and Private Capital... have strong experience in registered funds, including mutual funds,... funds (ETFs), business development companies (BDCs), and other semi-liquid... product...
Financial Institutions Group (FIG) and Strategy groups and FIG platform companies. This role involves assisting... with various transactions, governance matters, fund-related issues, and commercial agreements. The ideal candidate will have exceptional communication skills, be adept at building relationships, and p...
Institutions Group (FIG) and Strategy groups and FIG platform companies. The successful candidate will... assist in various transactions, governance matters, fund-related issues, and commercial agreements while also building strong relationships with internal stakeholders and external partners.Duties:Assist with transactions of...