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team. Will provide legal advice to internal business clients on investment advisory, investment company, and... regulatory issues in developing new strategies and supporting existing strategies. Provide legal support to key internal partners, including product development, sales team, compliance, and m...
a focus on the Investment Company Act and Investment... Advisers Act. The ideal... significant expertise in closed-end investment companies, particularly listed funds,... and should be knowledgeable about the rules that apply to them under federal securities laws and relevant exchanges....
firm is seeking an Investment Management Associate Attorney with... years of experience in investment management regulations and practices.... strong background in the Investment Company Act of 1940,... the Investment Advisers Act of 1940,... Act and related regulations.Job Overview:Position: Investment Management Associate AttorneyLocation: New......
firm is seeking an Investment Services Associate Attorney to... will be responsible for managing multiple matters simultaneously, specializing in registered investment companies, investment advisers, and... federal securities laws compliance. Duties:Efficiently manage multiple matters concurrently within investment servicesProvide legal guidance on... regulator...
attorney to join its investment management team in New... matters related to the Investment Company Act of 1940... and the Investment Advisers Act of 1940.... The ideal candidate will have 3-5 years of relevant experience, outstanding academic credentials, and strong...
in New York City. The ideal candidate will bring experience in compliance and regulatory matters, specifically with registered investment advisors and broker-dealers. Exceptional... communication skills and a dedication to client service are essential for success in this role.Job Details:Duties:Work...
advice and guidance to clients on matters pertaining to registered investment companies, including mutual funds,... exchange-traded funds (ETFs), closed-end funds, interval funds, tender offer funds, and business development companies, as well as their advisers and directors. This role involves collaborating...
a highly skilled Corporate Investment Funds Regulatory Associate Attorney... extensive knowledge of the Investment Advisers Act of 1940... and the Investment Company Act of 1940... and experience in private equity and hedge fund formation.Duties:Provide legal advice and support on regulatory...
a Fund Formation and Investment Management Associate Attorney with... the following qualifications: Job Overview:The Fund Formation and Investment Management Associate Attorney will... be responsible for overseeing fund formation and investment management processes, negotiating with... institutional investors, managing complex projects, and ensuring...
asset management regulatory experience. The ideal candidate must have a strong understanding of federal securities laws, particularly the Investment Advisers Act. Experience in... advising clients on cross-border regulatory matters and diverse product lines is advantageous. Duties:Provide legal counsel on asset managemen...