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Reform Legal Intern- Fall 2024 #24-136 Location: New York, NY Salary: Unpaid (intern position) Job Title - Law Reform Legal Intern- Fall 2024 H1: Join Our Ground-Breaking Law Reform Work at The Legal Aid Society H2:...
Title: Law Reform Legal Intern Salary: Unpaid internship Experience: Law school students in good standing Location: New York, NY (Citywide) Organization: The Legal Aid Society Department: Law Reform Units Job Type: Fall 2024 Internship H1: Join Our Impact...
Friendly Job Title: Assistant General Counsel, Regulatory - Full Time H1: Join FINRA as an Assistant General Counsel in our Regulatory Group! H2: Purposeful Work with FINRA as an Assistant General Counsel, Regulatory Bold Headlines: - Work for a Regulator with a Strong Moral...
- Job title: Law Reform Legal Intern- Fall 2024 - Organization: The Legal Aid Society - Location: New York, NY - Practice: Civil - Salary: Unpaid internship - Deadline: September 30, 2024 at 3:00...
high complexity routine and special investigations of member firms;... investigates potentially suspicious activities of persons associated with member firms; and provides guidance to Member Supervision staff on their complex assignments. This position proactively surveilles the industry and identifies fraudulent conduct...
Principal Investigator, Specialist Team - All FINRA Locations H2: Job Description Organization: FINRA Job Title: Principal Investigator, Specialist Team Job Type: Full-time Location: All FINRA Locations Salary Information: - California: Minimum Salary $106,400, Maximum Salary $200,200 - Washington,...
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General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent...
Advisor, Member Supervision The candidate will provide critical leadership and strategic support to the Senior Vice President in the performance of a full and diverse range of functions. Enable the SVP to effectively develop and execute on strategy, engage in...
Analyst, Risk Monitoring The candidate conducts risk monitoring activities and ongoing risk assessments of members reporting to a Risk Monitoring Director. Supports both that direct manager in identifying existing and emerging risks, and interactions with internal and external parties. Conducts...