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Legal Counsel at **MEMBERS ONLY**SIGN UP NOW***.: Providing Free, World-Class Education to All **MEMBERS ONLY**SIGN UP NOW***., a nonprofit organization, is on a mission to provide free, high-quality education to anyone, anywhere. With over 155 million registered learners globally, we are committed to...
Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
is seeking a Principal Counsel, Enforcement to join our team in various locations across the US. This position offers a competitive salary and benefits package, including a discretionary bonus, comprehensive health, dental and vision insurance, 401(k) plan with company match,...
FINRA Department: Office of General Counsel Location: Washington, DC Salary: R-008031: Assistant General Counsel, Regulatory Assistant General Counsel, Regulatory – Full Time Purpose and Meaning in Work – Join Us at FINRA! As a not-for-profit...
General Counsel, Litigation The candidate performs a variety of specific duties, generally applying advanced analytical skills to provide effective legal representation to the organization's companies, officers and employees in connection with civil, criminal and administrative proceedings. Responsible for risk mitigation...
friendly job title: Senior Director, Special Investigations Unit - FINRA - Full Time H1: Senior Director, Special Investigations Unit - Any FINRA Location H2: About FINRA's Special Investigations Unit (SIU) Salary Information: - Minimum salary: $149,600 - Maximum salary:...
MRTS Regulatory Compliance The candidate will manage key regulatory and compliance functions for Market Regulation and Transparency Services (MRTS). Manage responses to SEC inspections and oversights, manage responses to government access requests, ensure timely completion of audit commitments, and manage...
Litigation Counsel - Enforcement The Senior Litigation Counsel is a key role within the organization, responsible for representing FINRA in complex disciplinary and non-disciplinary proceedings nationwide. This role requires a minimum of 10 years of litigation experience, first-chair trial...
Senior Litigation Counsel, Enforcement - Any FINRA Location Salary: - California: Minimum Salary $146,200, Maximum Salary $296,100 - Washington, DC: Minimum Salary $146,200, Maximum Salary $283,800 - Colorado/Hawaii: Minimum Salary $127,300, Maximum Salary $246,600 - New York, NY:...