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Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Principal Counsel, Enforcement - Apply Now! H2: Join FINRA as a Principal Counsel and make a difference in the financial regulatory space Organizations: FINRA (Financial Industry Regulatory Authority) Locations: - Rockville, MD - Jersey City, NJ -...
Assistant General Counsel, Regulatory - Full Time H2: Purposeful and Meaningful Work at a Leading Regulator Organization: FINRA Department: Office of General Counsel Job Title: Assistant General Counsel, Regulatory Employment Type: Full Time Job Requisition ID: R-008031 Salary Range:...
**MEMBERS ONLY**SIGN UP NOW***. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. Sr Vice President, Corporate Financing & Advertising Regulation - Full Time JOB REQUISITION ID: R-007616 Organization: FINRA Department: Office of...
offers a competitive benefits package. SEO Friendly Job Title: Associate General Counsel (Hybrid) - Private Foundation H1 Heading: Join Our Team as an Associate General Counsel at a Private Foundation H2 Heading: Responsibilities and Qualifications for...
friendly job title: Senior Litigation Counsel, Enforcement - Any FINRA Location H1 heading: Join the FINRA Team as a Senior Litigation Counsel H2 heading: Represent FINRA in Complex Securities Cases Bold headlines: - Seeking Experienced Litigation...
is an Equal Opportunity and Affirmative Action Employer Principal Investigator, Specialist Team - All FINRA Locations Full time Salary Information: California: Minimum Salary $106,400, Maximum Salary $200,200 Washington, DC: Minimum Salary $106,400, Maximum Salary...
Senior Director, Cyber-Enabled Fraud and Analytics will be responsible for overseeing investigations and examinations related to cyber-enabled fraud within FINRA member firms. They will also lead a team of highly skilled cyber, fraud, and analytics specialists and develop a data...
General Counsel, Litigation The candidate performs a variety of specific duties, generally applying advanced analytical skills to provide effective legal representation to the organization's companies, officers and employees in connection with civil, criminal and administrative proceedings. Responsible for risk mitigation...