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or all of the following areas: employment, construction, contract, corporate governance, collections, bankruptcy, general litigation, government representation, public finance,... intellectual property, privacy, data security, insurance, real estate, environmental, and both federal and state constitutional law. Experience with A Government Entity's...
Counsel, Enforcement - Salary Information Organization: FINRA Job Title: Principal Counsel, Enforcement Experience: Minimum of 7 years of relevant legal experience in financial regulatory space or related areas. Salary: Competitive salary based on experience and qualifications. H1: Principal Counsel,...
Enforcement The candidate will resolve non-complex Enforcement matters, and contribute meaningful high quality work for large complex matters. Resolve non-complex Enforcement matters based on rigorous assessment and effective advocacy. Execute an effective risk-based legal strategy to assess the record fairly....
Enforcement The candidate will provide investigative and legal support to the Enforcement Centers. Perform legal research for staff attorneys. Assist with preparing for on-the-record testimony of potential respondents. Assist with preparing for and/or take off-the-record customer interviews. Assist investigators with...
Enforcement The candidate will provide investigative and legal support to the Enforcement Centers. Perform legal research for staff attorneys. Assist with preparing for on-the-record testimony of potential respondents. Assist with preparing for and/or take off-the-record customer interviews. Assist investigators with...
Title: Assistant General Counsel, Regulatory Experience: Minimum of 6-8 years of legal experience Salary: Varies based on location and qualifications, see chart below for estimated ranges Organization: FINRA (Financial Industry Regulatory Authority) Location: Various locations, including California, Washington DC,...
FINRA is seeking a Senior Director to lead their Cyber-Enabled Fraud and Analytics team. This senior level position will oversee the planning and execution of cyber-enabled fraud investigations involving member firms, as well as conduct threat identification analysis and...
Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Assistant General Counsel, Litigation The candidate performs a... in connection with civil, criminal and administrative proceedings. Responsible for risk mitigation in the handling of lawsuits and claims, handling complex litigation matters independently, and supervising... and mentoring other attorneys and para...