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Principal Counsel, Enforcement - Apply Now! H2: Join FINRA as a Principal Counsel and make a difference in the financial regulatory space Organizations: FINRA (Financial Industry Regulatory Authority) Locations: - Rockville, MD - Jersey City, NJ -...
Assistant General Counsel, Regulatory - Full Time H2: Purposeful and Meaningful Work at a Leading Regulator Organization: FINRA Department: Office of General Counsel Job Title: Assistant General Counsel, Regulatory Employment Type: Full Time Job Requisition ID: R-008031 Salary Range:...
Enforcement The candidate will provide investigative and legal support to the Enforcement Centers. Perform legal research for staff attorneys. Assist with preparing for on-the-record testimony of potential respondents. Assist with preparing for and/or take off-the-record customer interviews. Assist investigators with...
Enforcement The candidate will provide investigative and legal support to the Enforcement Centers. Perform legal research for staff attorneys. Assist with preparing for on-the-record testimony of potential respondents. Assist with preparing for and/or take off-the-record customer interviews. Assist investigators with...
Enforcement The candidate will resolve non-complex Enforcement matters, and contribute meaningful high quality work for large complex matters. Resolve non-complex Enforcement matters based on rigorous assessment and effective advocacy. Execute an effective risk-based legal strategy to assess the record fairly....
Farmworker and Landscaper Advocacy Project (FLAP) is seeking to hire a full-time Staff Attorney (SA) to provide legal assistance, community legal education and advocacy to eligible low-income workers, with a focus on immigration or employment cases. The SA will be...
is an equal opportunity employer and highly values diversity. Deputy General Counsel: Providing Legal Expertise and Leadership at **MEMBERS ONLY**SIGN UP NOW***. **MEMBERS ONLY**SIGN UP NOW***., the premier nonprofit environmental law organization, is seeking a Deputy General Counsel to join their team. This...
Senior Director, Cyber-Enabled Fraud and Analytics will be responsible for overseeing investigations and examinations related to cyber-enabled fraud within FINRA member firms. They will also lead a team of highly skilled cyber, fraud, and analytics specialists and develop a data...
Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...