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Organization: FINRA (Financial Industry Regulatory Authority) Job Title: Assistant General Counsel, Regulatory Experience: Minimum 6-8 years of directly related legal experience Salary Information: Based on location and various factors, including skills, experience, and education Job Status: Full-time Job Requisition...
Director, Special Investigations Unit - Any FINRA Location Full Time R-007744 The Senior Director within FINRA’s Special Investigations Unit (SIU) will oversee the AML and anti-fraud investigative functions, providing leadership to specialist teams and collaborating with other...
financial regulation? Are you looking for a challenging and rewarding career opportunity? Look no further than FINRA, the leading non-governmental regulator for all securities firms doing business in... the United States. We are currently seeking a Principal Counsel, Enforc...
an SEO-friendly job title, we suggest "Senior Assistant General Counsel, Regulatory - FINRA" H1 Heading: Join FINRA as a Senior Assistant General Counsel, Regulatory H2 Heading: Make a Difference in Investor Protection and Market Integrity...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color,...
Friendly Job Title: Senior Litigation Attorney - Remote H1 Heading: Join Our Team as a Senior Litigation Attorney! H2 Heading: Looking for a Remote Senior Litigation Attorney? Look No Further! Organization: FINRA Department: Legal Job...
FINRA Job Title: Instructional Designer Job Type: Full-Time Experience: Minimum 6 years Salary: Varies based on location and experience Purpose and Meaning in Your Work: - FINRA is a not-for-profit entity operating under the oversight of the SEC, with...
Friendly Job Title: Principal Analyst, Regulatory Services Management H1: Join FINRA as a Principal Analyst in Regulatory Services Management H2: Help Ensure Regulatory Compliance and Oversight in the Financial Industry Organization: FINRA (Financial Industry Regulatory Authority)...
strong understanding of federal securities laws and FINRA rules?... If so, we have an exciting opportunity for you as a Manager in our Private Placement Review department. In this role, you will lead and manage a team conducting reviews and...