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FINRA, a leading securities regulator, is currently seeking... package, as well as the opportunity to work on high-profile enforcement matters. If you have a minimum of seven years of relevant legal experience and a strong understanding of securities law...
Director, Cyber-Enabled Fraud and Analytics - Any FINRA Location Full Time Job Requisition ID: R-007655 The Senior Director within FINRA’s Cyber and Analytics Unit (CAU) leads the Cyber-Enabled Fraud (CEF) team responsible for overseeing investigations involving member...
Litigation Counsel, Enforcement - Any FINRA Location Full-Time Position Job Requisition ID: R-007844 The Senior Litigation Counsel at FINRA, the Financial Industry Regulatory Authority, is responsible for nationwide litigation of non-disciplinary and disciplinary proceedings before the Office of Hearing...
Litigation Counsel, Enforcement - Any FINRA Location Overview: The Senior Litigation Counsel, Enforcement will have the opportunity to work on complex disciplinary and non-disciplinary proceedings nationwide, as well as brief and argue appeals before the National Adjudicatory Council...
Risk Monitoring - Capital Markets - Any FINRA Location Full Time Job Requisition ID: R-008111 Job Title: Director, Risk Monitoring - Capital Markets Experience: MBA, JD, other graduate degree and/or relevant industry certification(s) preferred. Organization:...
Title: Principal Analyst, Regulatory Services Management Location: Remote/Office Organization: FINRA (Financial Industry Regulatory Authority) Department: Market Regulation and Transparency Services (MRTS) Salary Range: - California: Minimum Salary $106,400, Maximum Salary $200,200 - Washington, DC: Minimum Salary $106,400 Maximum Salary $191,800...
Principal Analyst, Risk Monitoring will be responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members. This is a senior-level position reporting to a Risk Monitoring Director and will support both that direct manager in identifying existing...