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Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
are seeking an experienced Associate Chief Counsel to join our team at the PCAOB. As a nonprofit organization established by Congress, we oversee the audits of public companies and SEC-registered brokers and dealers to protect investors and further the public...
General Counsel, Africa and Europe The candidate will independently manage the Africa and Europe Legal Team to ensure the delivery of high-quality, customer-focused legal services to assigned Conservancy business units. Report to the General Counsel. Assist the General Counsel in...
General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent...
PCAOB reserves the right to modify the conditions of this job announcement or to withdraw the announcement, including but not limited to any advertised salary and work location, at any time without prior written notice. SEO friendly job title:...
Director, Risk Monitoring - Capital Markets - Any **MEMBERS ONLY**SIGN UP NOW***... a specific Firm Grouping or Sub-Grouping. The ideal candidate will have a strong background in the securities or financial-related industry with... experience in risk assessment and management. This is a full-time...
Analyst, Risk Monitoring The candidate conducts risk monitoring activities and ongoing risk assessments of members reporting to a Risk Monitoring Director. Supports both that direct manager in identifying existing and emerging risks, and interactions with internal and external parties. Conducts...
Analyst, Risk Monitoring The candidate conducts risk monitoring activities and ongoing risk assessments of members reporting to a Risk Monitoring Director. Supports both that direct manager in identifying existing and emerging risks, and interactions with internal and external parties. Conducts...
Analyst, Risk Monitoring The candidate conducts risk monitoring activities and ongoing risk assessments of members reporting to a Risk Monitoring Director. Supports both that direct manager in identifying existing and emerging risks, and interactions with internal and external parties. Conducts...