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Principal Counsel, Enforcement - Join FINRA Today! H2: Apply for the Role of Principal Counsel, Enforcement at FINRA Are you a highly skilled and experienced legal professional with a background in financial regulation? Are you looking for a challenging...
requires a law degree and 15 years of litigation experience, with a strong... understanding of administrative law and experience adjudicating disciplinary proceedings. The Senior Special Counsel will also have the responsibility of supervising legal and administrative assistants. This position o...
"Senior Assistant General Counsel, Regulatory - FINRA" ... Senior Assistant General Counsel, Regulatory H2 Heading: Make... Join FINRA (Financial Industry Regulatory Authority) as a Senior... Assistant General Counsel, Regulatory and make a difference... in investor protection and market...
Enforcement The candidate will resolve non-complex Enforcement matters, and contribute meaningful high quality work for large complex matters. Resolve non-complex Enforcement matters based on rigorous assessment and effective advocacy. Execute an effective risk-based legal strategy to assess the record fairly....
H1: Senior Litigation Counsel, Enforcement - Any... Adjudicatory Council - Provide guidance and advice on statutory disqualification and member application issues - Draft and review legal documents - Coach and oversee litigation team members - Conduct legal... research and prepare advocacy documents - Negotiate settlem...
securities, compliance, or financial regulatory experience Salary: ... - California: Minimum Salary $171,900, Maximum Salary $351,200 - Washington DC: Minimum Salary $171,900, Maximum Salary $336,600 - Colorado/Hawaii: Minimum Salary $149,600, Maximum Salary $292,600 - New York, NY: Minimum Salary...
advice and managing various legal functions, including commercial contracts, corporate work, due diligence, intellectual property, litigation, regulatory compliance, and user-facing policies.... The ideal candidate will have a qualification to practice law in the United States, technical competence in multiple functio...
year Job Title: Litigation Attorney (Remote) Experience:... 3-5 years of experience preferred Organization: A Non-Profit Organization Salary: $90,000 - $115,000 per year Location: Remote within the United States or in A Non-Profit Organization's DC office...
Job Title: Senior Litigation Counsel, Enforcement Organization: **MEMBERS ONLY**SIGN UP NOW***... of 10 years of litigation experience Salary: Varies by... FINRA as a Senior Litigation Counsel in Enforcement H2:... Represent FINRA in Complex Securities Cases and Make a Difference in the Financial Industry...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...