Save your search progress and never miss an update
Title: Assistant General Counsel, Regulatory - Full Time H1: Join... General Counsel in our Regulatory Group! H2: Purposeful Work with... an Assistant General Counsel, Regulatory Bold Headlines: - Work for a... Regulator with a Strong Moral Compass - Senior-Level Legal Role with FINRA as Assistant...
Today! Summary: FINRA, a leading financial regulatory organization, is seeking a... highly experienced Principal Counsel to join their Enforcement team. The successful candidate will be responsible for conducting rigorous assessments and advocating for fair outcomes in enforcement matters. This full-time position offers...
Title: Assistant General Counsel, Regulatory - Full Time ... H1 Heading: Join FINRA as an Assistant General Counsel in our Regulatory Group H2 Headings:... - Purposeful Work at a Regulator - Render Senior-Level Legal - Assistant General Counsel, Regulatory...
Enforcement The candidate will resolve non-complex Enforcement matters, and contribute meaningful high quality work for large complex matters. Resolve non-complex Enforcement matters based on rigorous assessment and effective advocacy. Execute an effective risk-based legal strategy to assess the record fairly....
Assistant General Counsel, Litigation The candidate performs a... in connection with civil, criminal and administrative proceedings. Responsible for risk mitigation in the handling of lawsuits and claims, handling complex litigation matters independently, and supervising... and mentoring other attorneys and para...
FINRA Department: Special Investigations Unit (SIU) Job Type: Full-time Salary: Minimum $149,600 - Maximum $351,200 (depending on location and qualifications) Experience: Significant securities, compliance, or financial regulatory experience Job Summary:... The Senior Director within FINRA’s Special Investigations Unit (SIU)...
Senior Litigation Counsel, Enforcement - Any... Actual compensation is based on various factors, including candidate's skill set, experience, education, and internal peer compensation comparisons. Job Title: Senior Litigation Counsel Experience Requirements:... - Minimum of 10 yea...
Senior Litigation Counsel, Enforcement - Any... Location The Senior Litigation Counsel is responsible for... representing the Financial Industry Regulatory Authority (FINRA) in disciplinary... of 10 years of litigation experience, with demonstrated ability... to administer and try complex securities cases....
Director, Cyber-Enabled Fraud and Analytics - Any FINRA Location - This is a full-time senior leadership position within FINRA's Cyber and Analytics Unit (CAU). - The Senior Director leads the Cyber-Enabled Fraud (CEF) team responsible for overseeing cyber-enabled fraud...
Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...