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Enforcement FINRA, the Financial Industry Regulatory Authority, is seeking a... highly skilled and experienced Principal Counsel to join our Enforcement team. This is a full-time position with locations available in Rockville, MD, Jersey City, NJ, Jericho, NY, Denver, CO, and Dallas,...
title: Assistant General Counsel, Regulatory - Full Time ... an Assistant General Counsel, Regulatory H2 heading: Senior-Level... an Assistant General Counsel, Regulatory - Senior-Level Legal Role... with Purpose and Meaning - Essential Job Functions - Education/Experience Requirements - Work...
Enforcement The candidate will resolve non-complex Enforcement matters, and contribute meaningful high quality work for large complex matters. Resolve non-complex Enforcement matters based on rigorous assessment and effective advocacy. Execute an effective risk-based legal strategy to assess the record fairly....
Assistant General Counsel, Litigation The candidate performs a... in connection with civil, criminal and administrative proceedings. Responsible for risk mitigation in the handling of lawsuits and claims, handling complex litigation matters independently, and supervising... and mentoring other attorneys and para...
Friendly Job Title: Senior Litigation Counsel, Enforcement - Any... Team as a Senior Litigation Counsel at FINRA! ... Represent FINRA in Complex Litigation Cases - Provide Guidance... and Advice on Statutory Disqualification and Member Application Issues - Conduct Legal Research...
is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status or any...
Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...