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difference in the financial regulatory space Organizations: **MEMBERS ONLY**SIGN UP NOW***... (Financial Industry Regulatory Authority) Locations: ... - Rockville, MD - Jersey City, NJ - Jericho, NY - Denver, CO - Dallas, TX - Chicago, IL - Boston, MA - Boca...
H1: Assistant General Counsel, Regulatory - Full Time H2:... Title: Assistant General Counsel, Regulatory Employment Type: Full Time... (based on location and qualifications) Overview: FINRA (Financial Industry Regulatory Authority) is a not-for-profit... entity operating under the oversight of...
Enforcement The candidate will resolve non-complex Enforcement matters, and contribute meaningful high quality work for large complex matters. Resolve non-complex Enforcement matters based on rigorous assessment and effective advocacy. Execute an effective risk-based legal strategy to assess the record fairly....
Assistant General Counsel, Litigation The candidate performs a... in connection with civil, criminal and administrative proceedings. Responsible for risk mitigation in the handling of lawsuits and claims, handling complex litigation matters independently, and supervising... and mentoring other attorneys and para...
securities, compliance, or financial regulatory experience Salary: Based on... location and factors such as skill set, level of experience, and education Job Type: Full time Education: Bachelor's degree in relevant field preferred, advanced degree or certification a plus H1:...
friendly job title: Senior Litigation Counsel, Enforcement - Any... Team as a Senior Litigation Counsel H2 heading:... - Seeking Experienced Litigation Counsel for Nationwide Cases... - First Chair Trial Experience Required - Comprehensive Knowledge of Federal Securities Laws...
H1: Senior Litigation Counsel, Enforcement - **MEMBERS ONLY**SIGN UP NOW***... FINRA as a Senior Litigation Counsel Summary: FINRA is currently seeking... a Senior Litigation Counsel to work under... minimal supervision and litigate nationwide non-disciplinary and disciplinary proceedings. The role also involves briefing and arguing appeals...
Senior Director, Cyber-Enabled Fraud and Analytics will be responsible for overseeing investigations and examinations related to cyber-enabled fraud within FINRA member firms. They will also lead a team of highly skilled cyber, fraud, and analytics specialists and develop a data...
Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...