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is currently looking for law students who are interested... in dedicating all or a significant portion of an academic term to advance cutting edge legal strategies and policy solutions. ## Program Areas Interns would be paired with an...
Director, MRTS Regulatory Compliance The candidate will... manage key regulatory and compliance functions for... Market Regulation and Transparency Services (MRTS). Manage responses to SEC inspections and oversights, manage responses to government access requests, ensure timely completion of audit commitments, and...
PCAOB is an Equal Opportunity Employer and is committed to creating a diverse work environment where all employees feel valued and respected. We offer a comprehensive benefits package, including medical, dental, vision, and retirement benefits, as well as work-life balance...
SUMMARY: Senior Litigation Counsel, Enforcement - Any FINRA Location The Senior Litigation Counsel, Enforcement is responsible for representing FINRA in complex disciplinary proceedings and appeals. They will also provide guidance and advice on issues related to statutory disqualification,...
Requirements Organization: **MEMBERS ONLY**SIGN UP NOW***. (CLF) Location: New... England region (RI, MA, CT) with some remote work opportunities Salary: Starting salary range of $88,000-$115,000 based on location and qualifications Job Description: CLF is seeking a full-time...
Organization: FINRA (Financial Industry Regulatory Authority) Job Title: Assistant... General Counsel, Regulatory Experience: Minimum 6-8 years... of legal experience required Salary: Based on location and experience, ranging from $127,300 to $296,100 Job Type: Full-time Purpose and Meaning: -...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
suspicious activities of persons associated with member firms; provides guidance to Member Supervision staff on their complex assignments, as well as consultative services to staff. Be an expert in identifying risks, developing regulatory strategies and executing those... examination strategies...