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Director, MRTS Regulatory Compliance The candidate will... manage key regulatory and compliance functions for... Market Regulation and Transparency Services (MRTS). Manage responses to SEC inspections and oversights, manage responses to government access requests, ensure timely completion of audit commitments, and...
Title: Assistant General Counsel, Regulatory - Full Time ... H1 Heading: Join FINRA as an Assistant General Counsel in our Regulatory Group H2 Headings:... - Purposeful Work at a Regulator - Render Senior-Level Legal - Assistant General Counsel, Regulatory...
Job Title: Principal Analyst, Regulatory Services Management H1... a Principal Analyst in Regulatory Services Management H2... Senior-level professional work in Regulatory Services Management - Perform... and maintaining controls for standard and non-standard reports - Support for Regulatory Service...
FINRA Department: Special Investigations Unit (SIU) Job Type: Full-time Salary: Minimum $149,600 - Maximum $351,200 (depending on location and qualifications) Experience: Significant securities, compliance, or financial regulatory experience Job Summary:... The Senior Director within FINRA’s Special Investigations Unit (SIU)...
Director, Cyber-Enabled Fraud and Analytics - Any FINRA Location - This is a full-time senior leadership position within FINRA's Cyber and Analytics Unit (CAU). - The Senior Director leads the Cyber-Enabled Fraud (CEF) team responsible for overseeing cyber-enabled fraud...
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Director, MRTS Regulatory Compliance The candidate will... manage key regulatory and compliance functions for... Market Regulation and Transparency Services (MRTS). Manage responses to SEC inspections and oversights, manage responses to government access requests, ensure timely completion of audit commitments, and...
Fraud, Analytics, Director, Senior, Investigations, Examinations, Risk Monitoring, Data Analytics, Financial Regulatory, Securities, Compliance, Technology, Fraud... Identification, Cybersecurity, Computer Forensics, Data Analytics, Regulatory Compliance, Investigations, Industry Events,... Leadership, Team Management, Training, Risk Management, Threat Identification, Proactive Targeting, Industry Stakeholders, Re...
Director, Special Investigations Unit - Any FINRA Location Full Time R-007744 The Senior Director within FINRA’s Special Investigations Unit (SIU) oversees the anti-money laundering (AML) and anti-fraud investigative functions, leading a team of highly skilled AML and...
with a focus on regulatory policy. ### About the... **MEMBERS ONLY**SIGN UP NOW***. Housed at New York University (NYU) School of Law, Policy Integrity is a non-partisan think tank dedicated to improving the quality of government decision making. Our principal focus...