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Director, MRTS Regulatory Compliance The candidate will... manage key regulatory and compliance functions for... Market Regulation and Transparency Services (MRTS). Manage responses to SEC inspections and oversights, manage responses to government access requests, ensure timely completion of audit commitments, and...
Senior Attorney, Environmental Justice (MA/CT/RI) H2: Job Description, Responsibilities, and Requirements Organization: **MEMBERS ONLY**SIGN UP NOW***. (CLF) Location: New England region (RI, MA, CT) with some remote work opportunities Salary: Starting salary range of $88,000-$115,000 based on location and...
Director, Special Investigations Unit - Any FINRA Location Full Time R-007744 Overview: - Senior leadership position within FINRA’s Special Investigations Unit (SIU) - Oversees anti-money laundering (AML) and anti-fraud investigative functions - Leads specialist AML Investigations...
General Counsel, Africa and Europe The candidate will independently manage the Africa and Europe Legal Team to ensure the delivery of high-quality, customer-focused legal services to assigned Conservancy business units. Report to the General Counsel. Assist the General Counsel in...
and investigations of broker-dealers' compliance with applicable rules and... financial crimes. The Director will manage a team of specialists and develop regulatory programs to ensure member... firms are following proper financial practices and offering appropriate products. This is a seni...
Counsel at **MEMBERS ONLY**SIGN UP NOW***. - Remote WHO WE ARE: - **MEMBERS ONLY**SIGN UP NOW***. is a nonprofit that builds tech and infrastructure for Democratic campaigns, progressive-aligned causes, and people trying to make an impact - We put power in the hands of...