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Director, MRTS Regulatory Compliance The candidate will... manage key regulatory and compliance functions for... Market Regulation and Transparency Services (MRTS). Manage responses to SEC inspections and oversights, manage responses to government access requests, ensure timely completion of audit commitments, and...
Job Title: Principal Analyst, Regulatory Services Management H1:... a Principal Analyst in Regulatory Services Management H2:... Help Ensure Regulatory Compliance and Oversight in... Organization: FINRA (Financial Industry Regulatory Authority) Department: Market... Regulation and Transparency Services (MRTS)...
General Counsel & Chief Administrative Officer The **MEMBERS ONLY**SIGN UP NOW***. (the Campaign) is seeking an experienced and action-oriented General Counsel and Chief Administrative Officer ("CAO") to oversee organizational operations for a growing and increasingly complex global public health...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
Summary **MEMBERS ONLY**SIGN UP NOW***., an international non-profit, seeks a qualified applicant for the position of Legal Counsel. The successful candidate may work remotely in Connecticut, Washington. DC, or New York or in the Washington, DC office on a hybrid schedule....
advice and managing various legal functions, including commercial contracts, corporate work, due diligence, intellectual property, litigation, regulatory compliance, and user-facing policies.... The ideal candidate will have a qualification to practice law in the United States, technical competence in multiple functio...
securities, compliance, or financial regulatory experience Salary: ... - California: Minimum Salary $171,900, Maximum Salary $351,200 - Washington DC: Minimum Salary $171,900, Maximum Salary $336,600 - Colorado/Hawaii: Minimum Salary $149,600, Maximum Salary $292,600 - New York, NY: Minimum Salary...
Associate, General Counsel - Salary information, job title and experience: - Salary range for this role in Washington, DC (Headquarters) is $242,000 - $399,200 - Full-time position in the Office of General Counsel (OGC) - Minimum of 15+ years of legal experience required -...
Senior Litigation Counsel, Enforcement - Any FINRA Location H2: Essential Job Functions: - Represent FINRA in complex disciplinary and non-disciplinary proceedings - Brief and argue appeals before the National Adjudicatory Council - Provide guidance and advice on statutory disqualification and member application issues - Draft...
Information: The Senior Counsel position at A Non-Profit Organization offers a competitive salary, commensurate with experience and qualifications. Job Title: Senior Counsel Experience: Minimum of 5 years of legal experience related to the principal duties and essential functions....