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Principal Investigator, NCP, is responsible for leading investigations of varying risk and complexity within FINRA's National Cause Program. They will gather regulatory intelligence, compile and analyze records, and conduct interviews of relevant parties. The ideal candidate will have an advanced...
Principal Counsel, Enforcement - Competitive Salary and Benefits H2: Join Our Team at FINRA - Apply Today! Summary: FINRA, a leading financial regulatory organization, is seeking a highly experienced Principal Counsel to join their Enforcement team. The successful candidate will be responsible for...
Principal Investigator, Specialist Team - All FINRA Locations H2: Job Description Organization: FINRA Job Title: Principal Investigator, Specialist Team Job Type: Full-time Location: All FINRA Locations Salary Information: - California: Minimum Salary $106,400, Maximum Salary $200,200 - Washington,...
encourages all qualified candidates to apply. **MEMBERS ONLY**SIGN UP NOW***. (VOLS) is seeking a full-time Legal Assistant to support the work of our legal projects. This position is part of the union ALAA UAW Local 2325 and reports directly...
Title: Civil Practice Legal Intern-Fall 2024 Organization: The Legal Aid Society Department: Civil Practice Location: New York, NY (various borough offices) Salary: Non-paid internship Overview: The Legal Aid Society's Civil Practice is seeking non-paid interns for Fall 2024 to...
Title: Civil Practice Legal Intern-Fall 2024 #24-135 Organization: The Legal Aid Society Location: New York, NY Practice Area: Civil Law Salary: Non-paid internship About the Organization: The Legal Aid Society is a non-profit organization that provides free legal services...
Practice Legal Intern-Fall 2024 - Gain valuable experience in the legal field while making a positive impact on the lives of low-income New Yorkers as a Civil Practice Legal Intern-Fall 2024 at the Legal Aid Society in New York City....
role of a Director of Enforcement is a critical one within any organization, but even more so within a financial regulatory body like **MEMBERS ONLY**SIGN UP NOW***. As the leader of a team of attorneys, the Enforcement Director is responsible for managing a...
Counsel, Enforcement - Salary, Job Title, and Experience Information Job Title: Principal Counsel, Enforcement Organization: FINRA (Financial Industry Regulatory Authority) Experience: Minimum of seven years of relevant legal experience in the financial regulatory space or related areas....
Principal Investigator, Specialist Team position at FINRA is a highly specialized role that requires an expert level of knowledge and experience in conducting investigations of FINRA member firms and registered representatives. This position is responsible for proactively surveilling the industry...