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based on experience) Experience: Litigation experience and background in... children's law, education, psychology, or related services preferred About the Organization: - Legal Aid Service of Broward County (LASBC) is a non-profit pro bono law firm in Southern Florida...
Counsel, Enforcement (Salary: Competitive) The Principal Counsel, Enforcement position at FINRA is a full-time role that requires a minimum of seven years of relevant legal experience in the financial regulatory space. The successful candidate will be responsible for performing...
Role: - Assistant General Counsel, Regulatory - Full time - Job Requisition ID: R-008031 Organization: - FINRA (Financial Industry Regulatory Authority) Overview: - FINRA is a not-for-profit entity operating under the oversight of the SEC....
Enforcement The candidate will resolve non-complex Enforcement matters, and contribute meaningful high quality work for large complex matters. Resolve non-complex Enforcement matters based on rigorous assessment and effective advocacy. Execute an effective risk-based legal strategy to assess the record fairly....
Assistant General Counsel, Litigation The candidate performs a... in connection with civil, criminal and administrative proceedings. Responsible for risk mitigation in the handling of lawsuits and claims, handling complex litigation matters independently, and supervising... and mentoring other attorneys and para...
Senior Litigation Counsel, Enforcement - Any... proceedings and appeals • Provide guidance on statutory disqualification, member application denials, and waiver/exemption requests • Draft and review legal documents, conduct witness prep, and oversee pre-hearing tasks • Conduct litigation consults and nego...
H1: Senior Litigation Counsel, Enforcement - Any... FINRA in Complex Securities Litigation Cases BOLD HEADLINE:... FINRA as a Senior Litigation Counsel and Make an... Impact in the Financial Industry Bullet Points: - Seeking experienced litigator to handle nationwide...
Enforcement The candidate will provide investigative and legal support to the Enforcement Centers. Perform legal research for staff attorneys. Assist with preparing for on-the-record testimony of potential respondents. Assist with preparing for and/or take off-the-record customer interviews. Assist investigators with...
Enforcement The candidate will provide investigative and legal support to the Enforcement Centers. Perform legal research for staff attorneys. Assist with preparing for on-the-record testimony of potential respondents. Assist with preparing for and/or take off-the-record customer interviews. Assist investigators with...