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implementation and completion of the Risk Monitoring Program for a specific Firm Grouping or Sub-Grouping. The ideal candidate will have a strong background in the securities or financial-related industry with experience in risk assessment and management. This is a full-time......
Legal Internships (Fall): Gain Hands-On Experience in Arts-Related Legal Matters Organization: **MEMBERS ONLY**SIGN UP NOW***. (VLA) Job Title: Legal Intern Experience: Current Law Student Salary: Unpaid; available for school credit Location: Midtown Manhattan, New York (hybrid in-office/work-from-home model)...
Fellowship Opportunities for Recent Law School Graduates and Deferred Associates at VLA Organization: **MEMBERS ONLY**SIGN UP NOW***. (VLA) Job Title: Legal Fellow Experience: Recent law school graduates and deferred associates Salary: Unpaid (must secure independent...
Legal Counsel at Reputed Firm in New York City: Salary Range $125,000 - $160,000 a year H1: Join a Reputed Firm in New York City as an AVP, Legal Counsel H2: Salary Range $125,000 - $160,000 a year Bullet Points: - Full-time...
2021 **MEMBERS ONLY**SIGN UP NOW***. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. Sr Vice President, Corp Financing & Advertising Regulation - The Sr Vice President of Corporate Financing and Advertising Regulation is...
Analyst, Risk Monitoring-Diversified, Carrying and Clearing - ANY FINRA location Full time position with FINRA, a leading regulatory organization for the financial industry. Job Responsibilities: Conduct risk monitoring activities and ongoing risk assessments for FINRA members,...
Risk Monitoring - Capital Markets Full-time position Job Requisition ID: R-008111 Role Overview: The Director of Risk Monitoring is responsible for overseeing the implementation and completion of the Risk Monitoring Program for a specific Firm Grouping...
a principal analyst in risk monitoring, you will be responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members. You will report to a Risk Monitoring Director and support them in identifying existing and emerging risks. This...