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Information: The salary for this position ranges from $75,000 to $125,000 per year, depending on experience and qualifications. The organization also offers a comprehensive benefits package including health, dental, vision, and retirement benefits. Job Title: General Counsel Organization: A...
Analyst, Risk Monitoring The candidate conducts risk monitoring activities and ongoing risk assessments of members reporting to a Risk Monitoring Director. Supports both that direct manager in identifying existing and emerging risks, and interactions with internal and external parties. Conducts...
Analyst, Risk Monitoring The candidate conducts risk monitoring activities and ongoing risk assessments of members reporting to a Risk Monitoring Director. Supports both that direct manager in identifying existing and emerging risks, and interactions with internal and external parties. Conducts...
Principal Investigator, NCP The candidate conducts extensive background searches of member firms and registered representatives in support of open investigations in the NCP. Provides subject matter expertise throughout the course of Cause investigations, in proactively identifying risk using various internal...
Text: The Public Company Accounting Oversight Board (PCAOB) is currently seeking legal interns for Fall 2024. This part-time position offers a competitive hourly rate based on education level and qualifications, with the option to work remotely from anywhere within...
Investigator, FINOP-NCP The candidate conducts extensive background searches of member firms and registered representatives in support of open investigations in the NCP. Provides subject matter expertise throughout the course of Cause investigations, in proactively identifying risk using various internal and...
Director, MAP The candidate reports directly to the Vice President, Membership Application Program & Statutory Disqualification. Senior leaders responsible for the management and assessment of firm group membership applications and materiality consultations. Leads and implements the strategic direction of the...
Friendly Job Title: Senior Litigation Counsel, Enforcement - Any FINRA Location H1: Join the FINRA Team as a Senior Litigation Counsel, Enforcement H2: Represent FINRA in Complex Securities Cases Nationwide Key Responsibilities: - Litigate non-disciplinary and disciplinary...
Investigator, NCP - Investigating Fraud and Misconduct at FINRA" #H1: Principal Investigator, NCP - Investigating Fraud and Misconduct at FINRA #H2: Join Our Team as a Principal Investigator at FINRA for Investigating Fraud and Misconduct Organization: FINRA (Financial...
Friendly Job Title: Senior Litigation Counsel, Enforcement - Any FINRA Location H1 Heading: Join Our Team as a Senior Litigation Counsel at FINRA! H2 Headings: - Represent FINRA in Complex Litigation Cases - Provide Guidance and Advice on...