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depending on experience Organization **MEMBERS ONLY**SIGN UP NOW***. (CLS) Department Consumer Unit Job Title Staff Attorney Experience · Valid license to practice law in the state of Colorado · Experience in Consumer...
salary, commensurate with experience and qualifications CLS is seeking a Grant Attorney for their Denver Consumer Unit, located in Denver, Colorado. This is a full-time, two-year position with a generous compensation and benefits package. The organization values diversity, equity,...
Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting)...
**MEMBERS ONLY**SIGN UP NOW***. (CEDP) Salary Information:... and housing/eviction defense work. Project management or other leadership... roles are a plus. About the Organization: - Partner with low-income and working people to build economic and racial equity...
Role with the Regulatory Services Management Team Bold Headlines: - Senior-Level Professional Role in Regulatory Services Management with FINRA - Execute Change Control/Request Process and RSA Exchange ROC Reporting - Support the Development of Solutions to Enhance... Process Effectiven...
Director, Specialist Team - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008114 The Investigations Director, Specialist Team, manages examinations and investigations of broker-dealers’ compliance with...
means that, if you are hired, you will be represented by a union and will be required to pay union dues or an equivalent. SEO friendly job title: Staff Attorney - Center for Biodiversity Law H1:...
General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent...
Principal Analyst, Risk Monitoring - Any FINRA Location H2: Essential Job Functions Organization: FINRA Department: Risk Monitoring Job Title: Principal Analyst Experience: Senior-level Job Type: Full-Time Salary: Based on location and factors such as experience and education, ranging from...
Friendly Job Title: Vice President, Regulatory Liaison - All FINRA Locations H1: Join FINRA as a Vice President, Regulatory Liaison H2: Enhance Regulatory Relationships as a Vice President at FINRA Bullet Points: - Lead and strengthen the...