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Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Friendly Job Title: Vice President, Regulatory Liaison - All FINRA Locations H1: Join FINRA as a Vice President, Regulatory Liaison H2: Enhance Regulatory Relationships as a Vice President at FINRA Bullet Points: - Lead and strengthen the...
integrity in a public-private partnership with the Securities and... Exchange Commission (SEC), while also benefiting from the SEC’s oversight. In its role as investor guardian, FINRA is informed, but not influenced, by the industry that it regulates. FINRA’s independent regulation...
Relations Counsel III - Remote Position with **MEMBERS ONLY**SIGN UP NOW***. $185,900 - $240,570 per year Full-time, 40 hours per week Work from home in California, Oregon, Colorado, Washington, Hawaii, Georgia, Maryland, Virginia, or Washington . Salary range varies depending on location...
is actively seeking an experienced Policy Advocate to join our team in Colorado. This role will focus on developing and implementing legislative and administrative strategies to promote environmental justice, clean energy, and protect public lands and wildlife. The Policy Advocate...
integrity in a public-private partnership with the Securities and... Exchange Commission (SEC), while also benefiting from the SEC’s oversight. In its role as investor guardian, FINRA is informed, but not influenced, by the industry that it regulates. FINRA’s independent regulation...
Member Supervision Strategic Engagements & Publications - Any FINRA Location Full time Posted Today Job Requisition ID: R-008594 FINRA is seeking a Director, Member Supervision Strategic Engagements & Publications to join our team. This position can...