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Policy Legal Accessibility Statement Principal Analyst, Dispute Resolution Services Training Summary: The Principal Analyst, Dispute Resolution Services Training is responsible for creating, maintaining, and updating training modules for key regional job categories within the Dispute...
Principal Investigator, Specialist Team position at FINRA is a highly specialized role that requires an expert level of knowledge and experience in conducting investigations of FINRA member firms and registered representatives. This position is responsible for proactively surveilling the industry...
- Legal Counsel (Hybrid) position at A Nonprofit Organization in New York or London - Minimum 10 years of experience in funds formation and/or transactional law - Must have experience managing legal projects with various stakeholders - Must have a...
Designer - Create and Deliver Training for Financial Industry Regulatory Authority FINRA is a not-for-profit entity that operates under the oversight of the SEC and has a mission of investor protection and market integrity. They are currently seeking an...
Title: Principal Analyst, Risk Monitoring Organization: FINRA (Financial Industry Regulatory Authority) Location: Any FINRA Location (California, Washington DC, Colorado, Hawaii, New York, NY, Washington State) Salary Range: - California: Minimum Salary $106,400, Maximum Salary $200,200 - Washington, DC:...