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Friendly Job Title: Assistant General Counsel, Regulatory - Full Time H1: Join FINRA as an Assistant General Counsel in our Regulatory Group! H2: Purposeful Work with FINRA as an Assistant General Counsel, Regulatory Bold Headlines: - Work for a Regulator with a Strong Moral...
Attorneys, Housing Law Practice (Immediate Hire) at Legal Services NYC: Join the Fight for Racial, Social, and Economic Justice for Low-Income New Yorkers Legal Services NYC (LSNYC) is seeking passionate and dedicated staff attorneys for its Right-to-Counsel program. As the largest...
Attorneys, Housing Law Practice: Immediate Hire in Queens and The Bronx Legal Services NYC, the largest civil legal services provider in the country, is seeking staff attorneys for its Right-to-Counsel program. This is a great opportunity for attorneys who are passionate...
Principal Counsel, Enforcement - Competitive Salary and Benefits H2: Join Our Team at FINRA - Apply Today! Summary: FINRA, a leading financial regulatory organization, is seeking a highly experienced Principal Counsel to join their Enforcement team. The successful candidate will be responsible for...
Enforcement The candidate will resolve non-complex Enforcement matters, and contribute meaningful high quality work for large complex matters. Resolve non-complex Enforcement matters based on rigorous assessment and effective advocacy. Execute an effective risk-based legal strategy to assess the record fairly....
Friendly Job Title: Assistant General Counsel, Regulatory - Full Time H1 Heading: Join FINRA as an Assistant General Counsel in our Regulatory Group H2 Headings: - Purposeful Work at a Regulator - Render Senior-Level Legal Advice and Support...
FINRA Department: Special Investigations Unit (SIU) Job Type: Full-time Salary: Minimum $149,600 - Maximum $351,200 (depending on location and qualifications) Experience: Significant securities, compliance, or financial regulatory... experience Job Summary: The Senior Director within FINRA’s Special Investigations Unit (SIU)...
for managing a large and diverse docket of cases, ensuring that each matter is resolved in a timely and consistent manner based on well-supported factual findings and legal principles. This role requires a high level of expertise in securities-related regul...
Counsel, Enforcement - Salary, Job Title, and Experience Information Job Title: Principal Counsel, Enforcement Organization: FINRA (Financial Industry Regulatory Authority) Experience: Minimum of seven years of relevant legal experience in the financial regulatory space or related areas....
Assistant General Counsel, Regulatory will provide senior-level legal advice and support to FINRA's Board of Governors and advisory committees on complex and sensitive regulatory initiatives and rule changes. They will also serve as a subject matter expert in various areas...