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non-governmental regulator for all securities firms doing business with... maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC),... while also benefiting from the SEC’s oversight. In its role as investor guardian, FINRA is informed,...
Enforcement - Job Posting The Enforcement Director will manage a team of 5-8 Enforcement attorneys, overseeing the development and resolution of Enforcement cases from beginning to end. This role requires a strong leader with excellent communication skills and the...
Enforcement: - Responsible for managing a team of 5-8 attorneys in the Enforcement department, overseeing all stages of Enforcement cases from inception to completion. - Ensures that all factual findings are supported by accurate and well-supported evidence and are...
abides by the requirements of 29 CFR Part 471, Appendix A. This regulation prohibits discrimination against qualified individuals on the basis of race, color, religion, sex, national origin, age and disability. FINRA abides by the requirements of 29 CFR...
Organization: FINRA Job Title: Counsel, Enforcement Job Type: Full Time Experience: Minimum of 4 years in a regulatory or legal environment Salary: - California: $106,400 - $200,200 - Washington, DC/Maryland: $106,400 - $191,800 -...
bar, and a minimum of 6-8 years of directly related legal experience. They should also have advanced knowledge of laws, rules, and regulations governing the securities industry, along with strong... organizational, communication, judgment, analytical, and interpersonal skills. The position is...
General Counsel, Regulatory - Full Time Posted Yesterday Job Requisition ID: R-008412 The organization is looking for an Associate General Counsel, Regulatory to manage the complete life cycle of adopting new regulatory requirements. This includes providing expert...
Title: Senior Litigation Counsel, Enforcement Organization:... Posted: Today FINRA, the Financial Industry Regulatory Authority, is seeking a highly skilled and experienced Senior Litigation Counsel to join their... Enforcement Department. In this role, the Senior Litigation Counsel wil...
Job Title: Senior Litigation Counsel, Enforcement Experience:... Ten years of litigation experience with demonstrated ability... manage, and try complex securities cases. Organization: **MEMBERS ONLY**SIGN UP NOW***... Nationwide The Senior Litigation Counsel at FINRA is... responsible for representing the organization in...
City Law Center is seeking talented, dynamic lawyers to join our team and help end homelessness in Los Angeles. We are a nonprofit poverty-law organization located in the Skid Row neighborhood of Los Angeles. Our mission is rooted in the...