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Advisor, Member Supervision The candidate will provide critical leadership and strategic support to the Senior Vice President in the performance of a full and diverse range of functions. Enable the SVP to effectively develop and execute on strategy, engage in...
Principal Investigator, Specialist Team The candidate independently conducts advanced high complexity routine and special investigations of member firms; investigates potentially suspicious activities of persons associated with member firms; provides guidance to Member Supervision staff on their complex assignments, as well...
Organization: FINRA (Financial Industry Regulatory Authority) Job Title: Assistant General Counsel, Regulatory Experience: Minimum 6-8 years of directly related legal experience Salary Information: Based on location and various factors, including skills, experience, and education Job Status: Full-time Job Requisition...
General Counsel The **MEMBERS ONLY**SIGN UP NOW***. (SOC) is looking for an experienced Assistant General Counsel to join their team and provide innovative legal strategies and advocacy to support campaigns that challenge the power and conduct of America’s largest corporations....
Information: The salary for this position is between $65,000 - $75,000 per year, depending on experience and qualifications. This is a full-time, exempt position with a generous benefits package including health, dental, vision, and retirement plans. Job Title: Staff...
and Benefits: This position is exempt and not eligible for overtime. The salary for this position ranges from $160,000 - $180,000 per year depending on qualifications and experience. **MEMBERS ONLY**SIGN UP NOW***. offers a competitive salary package with excellent benefits. This is...
General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent...
Associate General Counsel, Broker-Dealer/Investment Advisor Group ## Overview Organization is looking for an Associate General Counsel to work in the Broker-Dealer/Investment Adviser Group. The position is primarily responsible for working with the Vice President, Broker-Dealer/Investment Adviser Group, to develop...
Title Law Clerk - Summer 2024 (Government Affairs) Organization is seeking a Law Clerk to join their Government Affairs team. The position is a full-time temporary role located in Washington, District of Columbia. The Law Clerk will...