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General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent...
Associate General Counsel, Broker-Dealer/Investment Advisor Group ## Overview Organization is looking for an Associate General Counsel to work in the Broker-Dealer/Investment Adviser Group. The position is primarily responsible for working with the Vice President, Broker-Dealer/Investment Adviser Group, to develop...
Principal Analyst, Regulatory Services Management H1: Join **MEMBERS ONLY**SIGN UP NOW***... Analyst in Regulatory Services Management H2: Help Ensure... Regulatory Compliance and Oversight in the Financial Industry Organization: FINRA (Financial Industry Regulatory Authority) Department: Market Regulation and Transparency Services...
to work independently and as part of a team Experience working on complex legal matters and the ability to take initiative, assess priorities, and manage multiple time-sensitive assignments Ability to travel Preferred Qualifications: Experience with tax law, preferably with...
Rights Counsel: Salary Information, Job Title, and Experience Salary Information: - Annual salary starting at $125,000, commensurate with years of experience - Subject to a locality adjustment if working outside of the listed location - Comprehensive health insurance plan with no in-network deductible and...
2024 Legal Intern – Protect Investors and Drive Audit Quality at PCAOB Job Title: Fall 2024 Legal Intern Salary: Competitive hourly rate based on education level and qualifications Experience: Law student currently enrolled in an accredited law...
an SEO-friendly job title, we suggest "Senior Assistant General Counsel, Regulatory - FINRA" H1 Heading: Join FINRA as a Senior Assistant General Counsel, Regulatory H2 Heading: Make a Difference in Investor Protection and Market Integrity...
FINRA Job Title: Instructional Designer Job Type: Full-Time Experience: Minimum 6 years Salary: Varies based on location and experience Purpose and Meaning in Your Work: - FINRA is a not-for-profit entity operating under the oversight of the SEC, with...
Friendly Job Title: Senior Attorney - Environmental Organization H1: Senior Attorney: Providing Legal Advice and Direction for Environmental Organization H2: Join Our Team as a Senior Attorney at an Environmental Organization Organization Overview: Our organization is a...
General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent...