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General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent...
Principal Analyst, Regulatory Services Management H1: Join FINRA's... Regulatory Services Management Team as a Principal... Analyst H2: Apply Now for the Senior-Level Professional Role of Principal Analyst at FINRA Job Summary: - Full-time position with FINRA's...
offers a competitive benefits package. SEO Friendly Job Title: Associate General Counsel (Hybrid) - Private Foundation H1 Heading: Join Our Team as an Associate General Counsel at a Private Foundation H2 Heading: Responsibilities and Qualifications for...
**MEMBERS ONLY**SIGN UP NOW***. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. Sr Vice President, Corporate Financing & Advertising Regulation - Full Time JOB REQUISITION ID: R-007616 Organization: FINRA Department: Office of...
Immigration Staff Attorney - Individual Rights & Social Justice **Overview** **MEMBERS ONLY**SIGN UP NOW***. empowers families to learn, to earn, to heal, and to thrive. Since 1857, **MEMBERS ONLY**SIGN UP NOW***. has been the engine of change that empowers families...
Principal Analyst, Dispute Resolution Services Training at FINRA H2: Join Our Team and Make a Difference in the Securities Industry FINRA, the Financial Industry Regulatory Authority, is seeking a highly qualified Principal Analyst to join our Dispute Resolution Services...
Assistant General Counsel, Regulatory - Full Time H2: Purposeful and Meaningful Work at a Leading Regulator Organization: FINRA Department: Office of General Counsel Job Title: Assistant General Counsel, Regulatory Employment Type: Full Time Job Requisition ID: R-008031 Salary Range:...
Designer - Develop and Deliver Training for Dispute Resolution Services at Not-For-Profit Regulator FINRA Salary Range: • California: $106,400 - $200,200 • Washington, DC/Maryland: $106,400 - $191,800 • Colorado/Hawaii: $92,500 - $166,800 • New York, NY: $111,000 - $200,200...
Principal Analyst, Risk Monitoring - Any FINRA Location H2: Job Description and Requirements Organization: FINRA Job Title: Principal Analyst, Risk Monitoring Job Type: Full Time Salary Range: $92,500 - $200,200 (varies by location and experience)...