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abides by the requirements of 29 CFR 5134. This regulation prohibits discrimination against qualified individuals on the basis of disability, and requires affirmative action by covered prime contractors and subcontractors to employ and advance in employment qualified individuals with disabilities....
funds formation and/or transactional law - Must have experience... managing legal projects with various stakeholders - Must have a commitment to tackling poverty or social causes - Skilled, creative, kind, pragmatic, respectful and able to excel in a fast-paced environment...
Director, Special Investigations Unit - Any FINRA Location Full Time R-007744 The Senior Director within FINRA’s Special Investigations Unit (SIU) oversees the anti-money laundering (AML) and anti-fraud investigative functions, leading a team of highly skilled AML and...
role of a Director of Enforcement is a critical one within any organization, but even more so within a financial regulatory body like **MEMBERS ONLY**SIGN UP NOW***. As the leader of a team of attorneys, the Enforcement Director is responsible for managing a...
Dallas, TX; Chicago, IL; Boston, MA; Boca Raton, FL; Woodbridge, NJ; San Francisco, CA; Rockville, MD; Philadelphia, PA; New York, NY; Los Angeles, CA Experience: Minimum of 10 years of litigation experience Education: Law degree and admission to... the bar Organization: FINRA Department: Office...
Principal Investigator, Specialist Team position at FINRA is a highly specialized role that requires an expert level of knowledge and experience in conducting investigations of FINRA member firms and registered representatives. This position is responsible for proactively surveilling the industry...
Designer - Create and Deliver Training for Financial Industry Regulatory Authority FINRA is a not-for-profit entity that operates under the oversight of the SEC and has a mission of investor protection and market integrity. They are currently seeking an...
Friendly Job Title: Assistant General Counsel, Regulatory - Full Time H1: Join FINRA as an Assistant General Counsel in our Regulatory Group! H2: Purposeful Work with FINRA as an Assistant General Counsel, Regulatory Bold Headlines: - Work for a Regulator with a Strong Moral...
2021 **MEMBERS ONLY**SIGN UP NOW***. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. Sr Vice President, Corp Financing & Advertising Regulation - The Sr Vice President of Corporate Financing and Advertising Regulation is...
Senior Director, Special Investigations Unit - Any FINRA Location H2: Leadership Position in AML and Anti-Fraud Investigations Organization: FINRA Department: Special Investigations Unit (SIU) Job Type: Full-time Salary: Minimum $149,600 - Maximum $351,200 (depending on location and qualifications) Experience:...