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Director, Special Investigations Unit - Any FINRA Location Full Time R-007744 The Senior Director within FINRA’s Special Investigations Unit (SIU) will oversee the AML and anti-fraud investigative functions, providing leadership to specialist teams and collaborating with other...
Organization: FINRA (Financial Industry Regulatory Authority) Job Title: Assistant General Counsel, Regulatory Experience: Minimum 6-8 years of directly related legal experience Salary Information: Based on location and various factors, including skills, experience, and education Job Status: Full-time Job Requisition...
friendly job title: Senior Director, Special Investigations Unit - Any FINRA Location H1: Senior Director - Special Investigations Unit H2: Job Description and Responsibilities Bold Headlines: - Join the leading securities regulator in the US -...
Litigation Counsel, Enforcement - Any FINRA Location Salary: - Minimum Salary: - California: $146,200 - Washington, DC: $146,200 - Colorado/Hawaii: $127,300 - New York, NY: $152,700 - Washington: $127,300 - Maximum Salary: - California: $296,100 - Washington, DC: $283,800...
FINRA (Financial Industry Regulatory Authority) Position: Vice President & Associate General Counsel, Regulatory Experience: Minimum of 10 years of relevant legal experience Location: Washington, DC or Rockville, MD Type: Full time Salary: Minimum of $175,600, maximum of $345,700 (varies based on location and individual qualifications) Job...
Principal Counsel, Enforcement - $150,000-$200,000/year - Full Time - R-007990 H2: Join Our Team as an Enforcement Principal Counsel with FINRA! Are you a skilled and experienced attorney looking for a challenging and rewarding career opportunity? Look no...
Litigation Counsel, Enforcement - Any FINRA Location The Senior Litigation Counsel, Enforcement position is a full-time role with a minimum of 10 years of litigation experience. This role involves representing FINRA in complex disciplinary proceedings and appeals, providing guidance...
Investigator, Specialist Team - All FINRA Locations Full time The Principal Investigator, Specialist Teams is responsible for conducting high complexity routine and special investigations of FINRA member firms. This includes investigating potentially suspicious activities of persons associated with...
Analyst, Public Offerings - Remote Organization: FINRA Department: Corporate Financing Public Offerings Job Requisition ID: R-008056 Job Type: Full Time Location: Remote (Rockville, MD) Salary Range: $68,500 - $146,900 (based on location and experience)...
Designer - Full Time Opportunity at FINRA FINRA, a not-for-profit organization that operates under the oversight of the SEC, is looking for an experienced Instructional Designer to join our team. As the dedicated designer for our Dispute Resolution Services...