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Title: Principal Analyst, Regulatory Services Management Organization:... Principal Analyst in the Regulatory Services Management team (“RSM”)... in FINRA’s Department of Market Regulation and Transparency Services (“MRTS”) is responsible for performing a wide variety of tasks in support of establishing...
Full Time Salary Range: $149,600 - $351,200 (varies by location and experience) Experience: Significant securities, compliance, or financial regulatory experience required Job... Requisition ID: R-007655 Date Posted: Posted Yesterday Location: Any FINRA Location #LI-...
Principal Analyst, Risk Monitoring - Any FINRA Location H2: Senior-Level Position with the Opportunity for Advancement Organization: FINRA Job Title: Principal Analyst, Risk Monitoring Job Requisition ID: R-008120 Time Type: Full Time Posted On: Posted Today Summary:...
Director, Special Investigations Unit - Any FINRA Location Full Time R-007744 The Senior Director within FINRA’s Special Investigations Unit (SIU) oversees the anti-money laundering (AML) and anti-fraud investigative functions, leading a team of highly skilled AML and...
Attorney, JRP Trial Office - Representing Children in Legal Proceedings Job Title: Staff Attorney, JRP Trial Office Organization: The Legal Aid Society Department: Juvenile Rights Practice Location: New York, NY Salary Range: $81,425 to $108,624 Introduction The...