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Organization: FINRA (Financial Industry Regulatory Authority) Job Title: Assistant General Counsel, Regulatory Experience: Minimum 6-8 years of directly related legal experience Salary Information: Based on location and various factors, including skills, experience, and education Job Status: Full-time Job Requisition...
friendly job title: Senior Director, Special Investigations Unit - Any FINRA Location H1: Senior Director - Special Investigations Unit H2: Job Description and Responsibilities Bold Headlines: - Join the leading securities regulator in the US -...
Principal Counsel, Enforcement - $150,000-$200,000/year - Full Time - R-007990 H2: Join Our Team as an Enforcement Principal Counsel with FINRA! Are you a skilled and experienced attorney looking for a challenging and rewarding career opportunity? Look no...
Assistant General Counsel, Regulatory • Full-time position with FINRA (Financial Industry Regulatory Authority) • Job Requisition ID: R-008031 • Minimum of 6-8 years of related legal experience required • Law degree from an accredited law school and admission to a...
President—Appellate (SVP) will oversee the legal support and guidance provided to the National Adjudicatory Council (NAC) in deciding disciplinary cases, membership applications, statutory disqualifications, and exemptive requests. This role also involves managing the defense of FINRA’s final actions... in...
Time Salary: $65,000-$75,000 per year Benefits: - Short and Long-Term Disability Insurance - Life Insurance -... 403(b) Retirement Plan (4% employer contribution after 1 year) - Dental Insurance - Health Insurance -... Paid Time Off - Vision Insurance Ab...
Principal Counsel, Enforcement - Join FINRA Today! H2: Apply for the Role of Principal Counsel, Enforcement at FINRA Are you a highly skilled and experienced legal professional with a background in financial regulation? Are you looking for a challenging...
an SEO-friendly job title, we suggest "Senior Assistant General Counsel, Regulatory - FINRA" H1 Heading: Join FINRA as a Senior Assistant General Counsel, Regulatory H2 Heading: Make a Difference in Investor Protection and Market Integrity...