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Authority) Job Title: Assistant General Counsel, Regulatory Experience: Minimum... 6-8 years of directly related legal experience Salary Information: Based on location and various factors, including skills, experience, and education Job Status: Full-time Job Requisition ID: R-008031 Location: Various locations (CA,...
Principal Counsel, Enforcement - Join FINRA Today! H2: Apply for the Role of Principal Counsel, Enforcement at FINRA Are you a highly skilled and experienced legal professional with a background in financial regulation? Are you looking for a challenging...
we suggest "Senior Assistant General Counsel, Regulatory - FINRA"... as a Senior Assistant General Counsel, Regulatory H2... as a Senior Assistant General Counsel, Regulatory and make... a difference in investor protection and market integrity. As a not-for-profit entity operating...
• Assistant General Counsel, Regulatory • Full-time... position with FINRA (Financial Industry Regulatory Authority) • Job Requisition ID: R-008031 • Minimum of 6-8 years of related legal experience required • Law degree from an accredited law school and admission to...
for our Office of General Counsel (OGC) in Washington,... provided to the National Adjudicatory Council (NAC) in deciding disciplinary cases, membership applications, statutory disqualifications, and exemptive requests. This role also involves managing the defense of FINRA’s final actions... in...