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Oversee Risk Assessments for a Portfolio of Firms Organization: FINRA Department: Risk Monitoring Full-Time Position Job Requisition ID: R-008111 Location: Any FINRA Location Salary Information: - California: Minimum... Salary $146,200, Maximum Salary $296,...
Principal Analyst, Risk Monitoring - Any FINRA Location H2: Essential Job Functions - Conduct risk monitoring activities and ongoing risk assessments for FINRA members - Report to a Risk Monitoring Director and support in identifying existing and emerging risks -...
FINRA Department: Risk Monitoring Job Title: Principal Analyst, Risk Monitoring Experience: - Minimum of 5 years of experience in risk monitoring, financial analysis, or related field. - Experience in the financial industry, with a strong understanding...
Title: Principal Analyst, Risk Monitoring Organization: FINRA (Financial Industry Regulatory Authority) Experience: Senior-level Salary: Dependent on location and qualifications, ranging from $92,500 to $200,200 Location: Any FINRA location (CA, WA, DC, CO, HI, MN, VT, NY, WA, MD) H1:...
resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place will be deemed the sole property of FINRA and no fee will be paid in the event that person is...
FINRA FINRA is a non-governmental organization that regulates the securities industry. FINRA is dedicated to investor protection and market integrity through effective and efficient regulation of broker-dealers. All individuals who are licensed to conduct securities transactions for **MEMBERS ONLY**SIGN UP NOW***...
Vice President, Corporate Financing - Lead Regulatory Policy and Compliance for FINRA's Corporate Financing Rules H2: Join the Leadership Team at FINRA as the Vice President of Corporate Financing Department Bold Headline: Lead the Corporate Financing Department at FINRA and...
FINRA FINRA is a non-governmental organization that regulates the securities industry. FINRA protects investors by making sure the securities industry operates fairly and honestly. FINRA oversees about 3,600 brokerage firms, about 160,000 branch offices and approximately 630,000 registered securities...