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General Counsel The **MEMBERS ONLY**SIGN UP NOW***. (SOC) is looking for an experienced Assistant General Counsel to join their team and provide innovative legal strategies and advocacy to support campaigns that challenge the power and conduct of America’s largest corporations....
General Counsel - Lead Legal Advisor for Environmental Nonprofit Organization **MEMBERS ONLY**SIGN UP NOW***. is a renowned nonprofit environmental law organization that takes on the most significant and precedent-setting cases across the country. With a mission to protect people's health, preserve wildlife...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
President, Risk Monitoring - Trading and Execution Firm Grouping The candidate oversees teams focused on the tailoring of risk monitoring and assessment for firms under their responsibility, as well as the exam plan and scope of exams. Provides strategic leadership...
Director, Retail Risk Monitoring The candidate will be the single point of accountability for the risk assessment, planning and execution of examinations, based on risks identified for a particular Firm Group and/or Subgroup. Provides strategic leadership in a Firm Grouping...
MRTS Regulatory Compliance The candidate will manage key regulatory and compliance functions for Market Regulation and Transparency Services (MRTS). Manage responses to SEC inspections and oversights, manage responses to government access requests, ensure timely completion of audit commitments, and manage...
Director, MAP The candidate reports directly to the Vice President, Membership Application Program & Statutory Disqualification. Senior leaders responsible for the management and assessment of firm group membership applications and materiality consultations. Leads and implements the strategic direction of the...
Member Supervision Operations, Procedures, and Standards The candidate will provide strategic leadership and guidance and establish procedures and standards across the program as well as advise and collaborate with various groups conducting reviews of the program including the SEC, Internal...
Principal Counsel, Enforcement - Join FINRA Today! H2: Apply for the Role of Principal Counsel, Enforcement at FINRA Are you a highly skilled and experienced legal professional with a background in financial regulation? Are you looking for a challenging...
Senior Counsel will be responsible for providing comprehensive legal and strategic advice to the FIF global network, managing overall legal risk and developing practical solutions aligned with business operations. They will also support the General Counsel in supervising members of...