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Advisor, Member Supervision The candidate will provide critical leadership and strategic support to the Senior Vice President in the performance of a full and diverse range of functions. Enable the SVP to effectively develop and execute on strategy, engage in...
Headings: Essential Job Functions, Education/Experience Requirements, Knowledge Requirements, Skills... Requirements Senior Director, Special Investigations Unit - Any FINRA Location Full-Time Position Job Requisition ID: R-007744 Posted Today Organization: FINRA Department: Special Investigations Unit...
Principal, MRTS Market Strategy and Research The candidate will provide analysis critical to proactive regulatory risk assessment and the development of regulatory strategy. Effectively develop regulatory strategy informed by market conditions and developments, as well as achieve the goals and...
hourly rate based on education level and qualifications, as... well as a hybrid work option with the ability to work from anywhere within the United States. The intern will provide support to attorneys and accountants by conducting legal research and...
Principal Investigator, Specialist Team is a full-time position available at all FINRA locations. This position is responsible for conducting high complexity routine and special investigations of FINRA member firms, investigating potentially suspicious activities of persons associated with FINRA member firms,...
**MEMBERS ONLY**SIGN UP NOW***. Job Title: Paralegal Experience: High School Diploma and Paralegal Certificate, College Degree with paralegal training preferred Salary: Not mentioned in the job description H1: Join Our Team as a Paralegal at **MEMBERS ONLY**SIGN UP NOW***....
Director, Specialist Team - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008114 The Investigations Director, Specialist Team, manages examinations and investigations of broker-dealers’ compliance with...