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Organization: FINRA (Financial Industry Regulatory Authority) Job Title: Assistant... General Counsel, Regulatory Experience: Minimum 6-8 years... of directly related legal experience Salary Information: Based on location and various factors, including skills, experience, and education Job Status: Full-time Job Requisition ID:...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
Title: Senior Litigation Counsel, Enforcement Organization: FINRA Department: Office of Hearing Officers Experience: Minimum of 10 years of litigation experience Salary: Varies by location, ranging from $127,300 to $296,100 Location: Any FINRA location H1: Join the Team at **MEMBERS ONLY**SIGN UP NOW***...
advice and managing various legal functions, including commercial contracts, corporate work, due diligence, intellectual property, litigation, regulatory compliance, and user-facing policies.... The ideal candidate will have a qualification to practice law in the United States, technical competence in multiple functio...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
Associate Chief Counsel Salary Range: $207,600 - $369,000 Experience Level: Minimum of 12+ years Organization: Public Company Accounting Oversight Board (PCAOB) Location: Washington, ., New York, NY, Chicago, IL Time Type: Full time Job Requisition ID: R973 Posted On:...
Associate, General Counsel - Salary information, job title and experience: - Salary range for this role in Washington, DC (Headquarters) is $242,000 - $399,200 - Full-time position in the Office of General Counsel (OGC) - Minimum of 15+ years of legal experience required -...
FINRA Job Title: Instructional Designer Job Type: Full-Time Experience: Minimum 6 years Salary: Varies based on location and experience Purpose and Meaning in Your Work: - FINRA is a not-for-profit entity operating under the oversight of the SEC, with...
Principal Analyst, Regulatory Services Management - Full... - $200,200 (Based on Location and Experience) Responsibilities: • Managing the Change Control/Request and RSA Exchange Regulatory Oversight Committee (ROC) reporting... processes. • Developing and implementing solutions to improve the effectiven...
friendly job title: Senior Director, Special Investigations Unit - Any FINRA Location H1: Senior Director - Special Investigations Unit H2: Job Description and Responsibilities Bold Headlines: - Join the leading securities regulator in the US -...