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Principal Analyst, Regulatory Services Management - Full... - $200,200 (Based on Location and Experience) Responsibilities: • Managing the Change Control/Request and RSA Exchange Regulatory Oversight Committee (ROC) reporting... processes. • Developing and implementing solutions to improve the effectiven...
friendly job title: Senior Director, Special Investigations Unit - Any FINRA Location H1: Senior Director - Special Investigations Unit H2: Job Description and Responsibilities Bold Headlines: - Join the leading securities regulator in the US -...
Litigation Counsel, Enforcement - Any FINRA Location Salary: - Minimum Salary: - California: $146,200 - Washington, DC: $146,200 - Colorado/Hawaii: $127,300 - New York, NY: $152,700 - Washington: $127,300 - Maximum Salary: - California: $296,100 - Washington, DC: $283,800...
Senior Employee Relations Manager **Organization** is seeking a Senior Employee Relations Manager to join its People Solutions Department. The Senior Employee Relations Manager will be responsible for conducting investigations into employee complaints and allegations of misconduct, identifying risks, providing...
Grouping or Sub-Grouping. This includes managing a team of Risk Monitoring Analysts, developing risk-based Regulatory Responses, and collaborating with... other departments to ensure timely and accurate risk assessments and reports. You will also serve as a primary resource for...
Title: Senior Litigation Counsel, Enforcement Organization: FINRA Department: Office of Hearing Officers Experience: Minimum of 10 years of litigation experience Salary: Varies by location, ranging from $127,300 to $296,100 Location: Any FINRA location H1: Join the Team at **MEMBERS ONLY**SIGN UP NOW***...
advice and managing various legal functions, including commercial contracts, corporate work, due diligence, intellectual property, litigation, regulatory compliance, and user-facing policies.... The ideal candidate will have a qualification to practice law in the United States, technical competence in multiple functio...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
Associate Chief Counsel Salary Range: $207,600 - $369,000 Experience Level: Minimum of 12+ years Organization: Public Company Accounting Oversight Board (PCAOB) Location: Washington, ., New York, NY, Chicago, IL Time Type: Full time Job Requisition ID: R973 Posted On:...
Associate, General Counsel - Salary information, job title and experience: - Salary range for this role in Washington, DC (Headquarters) is $242,000 - $399,200 - Full-time position in the Office of General Counsel (OGC) - Minimum of 15+ years of legal experience required -...