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The Assistant General Counsel, Regulatory will be responsible for... providing senior-level legal advice and support in connection with the adoption of new regulatory initiatives. This position will... also serve as a subject matter expert in various areas of legal expertise,...
Title: Principal Analyst, Regulatory Services Management Organization:... Principal Analyst in the Regulatory Services Management team (“RSM”)... in FINRA’s Department of Market Regulation and Transparency Services (“MRTS”) is responsible for performing a wide variety of tasks in support of establishing...
Director, Enforcement - Full Time Position at FINRA H2: Essential Job Functions and Requirements SEO Job Title: Director, Enforcement - Full Time Position at FINRA Director, Enforcement - Full Time Position at FINRA: Essential Job Functions and Requirements...
Analyst, Risk Monitoring - Any FINRA Location FINRA is seeking a highly skilled Principal Analyst with expertise in risk monitoring to join our team at any of our FINRA locations. This full-time position offers a competitive salary and benefits...
resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place will be deemed the sole property of FINRA and no fee will be paid in the event that person is...
Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled...
Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting)...
Investigator, VAST - All FINRA Locations Full time Job Requisition ID: R-008480 The Vulnerable Adults and Seniors Team (VAST) is a specialized unit within FINRA's National Cause and Financial Crimes Program (NCFC). VAST is charged with...
Title: Assistant General Counsel, Regulatory Experience: Minimum 6-8 years... Organization: FINRA (Financial Industry Regulatory Authority) Location: Washington, DC,... FINRA, the Financial Industry Regulatory Authority, is seeking an... experienced attorney to join an Assistant General Counsel, Regulatory. In this role, the......
Title: Associate General Counsel, Regulatory Salary Information: - Minimum... Salary: $149,600 - Maximum Salary: $351,200 - Actual compensation based on factors such as skill set, experience, education, and internal peer comparisons. - Full pay ranges provided for candidate to consider...