Save your search progress and never miss an update
- Full Time H1: Join FINRA as an Assistant General... Group! H2: Purposeful Work with FINRA as an Assistant General... Senior-Level Legal Role with FINRA as Assistant General Counsel -... Essential Job Functions and Responsibilities - Education and Experience Requirements - Competitive Salary and Comprehensi...
© 2021 **MEMBERS ONLY**SIGN UP NOW***. All rights reserved. **MEMBERS ONLY**SIGN UP NOW***... is a registered trademark... of the Financial Industry Regulatory Authority, Inc. Sr Vice President, Corp Financing & Advertising Regulation - The Sr Vice President of Corporate Financing and Advertising Regulation...
and Analytics - Any FINRA Location - This... senior leadership position within FINRA's Cyber and Analytics Unit... (CAU). - The Senior Director leads the Cyber-Enabled Fraud (CEF) team responsible for overseeing cyber-enabled fraud investigations involving member firms. - The...
Investigations Unit - Any FINRA Location H2: Leadership Position... in AML and Anti-Fraud Investigations Organization: FINRA Department: Special Investigations Unit... (SIU) Job Type: Full-time Salary: Minimum $149,600 - Maximum $351,200 (depending on location and qualifications) Experience: Significant securities, compliance,...
Counsel, Enforcement - Any FINRA Location Salary Information:... - Minimum salary ranges from $127,300 to $152,700, depending on location. - Maximum salary ranges from $246,600 to $296,100, depending on location. - Actual compensation is based on various factors,...
Join Our Team at FINRA - Apply Today! Summary: FINRA, a... leading financial regulatory organization, is seeking a highly experienced Principal Counsel to join their Enforcement team. The successful candidate will be responsible for conducting rigorous assessments and advocating for fair outcomes...
Counsel, Enforcement - Any FINRA Location The Senior... Financial Industry Regulatory Authority (FINRA) in disciplinary and non-disciplinary... proceedings. They will also be responsible for briefing and arguing appeals before the National Adjudicatory Council (NAC). This role requires a minimum...
H1 Heading: Join FINRA as an Assistant General... Counsel in our Regulatory Group H2 Headings: - Purposeful Work at a Regulator - Render Senior-Level Legal Advice and Support - Serve as Subject Matter Resource - Essential Job Functions...
risk and complexity within FINRA's National Cause Program. They... candidate will have an advanced understanding of FINRA rules and federal securities... laws, as well as strong written and verbal communication skills. This is a full-time position with various locations available...
Job Description Organization: FINRA Job Title: Principal... Analyst, Dispute Resolution Services Training Job Requisition ID: R-007973 Locations: Chicago, IL; Jersey City, NJ; Boca Raton, FL; New York, NY; Los Angeles, CA Time Type: Full time...