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FINRA abides by the requirements... of 29 CFR 5134. This regulation prohibits discrimination against qualified individuals on the basis of disability, and requires affirmative action by covered prime contractors and subcontractors individuals with disabilities. FINRA abides by the requirements......
Organization: FINRA Department: CAU... Key Words: Cyber, Fraud, Analytics, Director, Senior, Investigations, Examinations, Risk Monitoring, Data Analytics, Financial Regulatory, Securities, Compliance, Technology, Fraud Identification, Cybersecurity, Computer Forensics, Data Analytics, Regulatory Compliance, Investigations, Industry Events, Leadership,...
Investigations Unit - Any FINRA Location Full Time... R-007744 The Senior Director within FINRA’s Special Investigations Unit (SIU) oversees the anti-money laundering (AML) and anti-fraud investigative functions, leading a team of highly skilled AML and fraud specialists....
financial regulatory body like **MEMBERS ONLY**SIGN UP NOW***. As the leader of... a team of attorneys, the Enforcement Director is responsible for managing a large and diverse docket of cases, ensuring that each matter is resolved in a timely and consistent manner based...
Counsel, Enforcement - Any FINRA Location H1 and... Counsel, Enforcement - Any FINRA Location H2: Essential Job... Information, Search Firm Representatives, FINRA is an Equal Opportunity... and Affirmative Action Employer Bold headlines: - Essential Job Functions - Education/Experience...
Counsel, Enforcement Organization: FINRA (Financial Industry Regulatory Authority)... Experience: Minimum of seven years of relevant legal experience in the financial regulatory space or related areas. Salary: Not specified Locations: Rockville, MD; Jersey City, NJ; Jericho, NY;...
Counsel, Enforcement - Any FINRA Location Job Type: Full-Time Job Location:... Woodbridge, NJ; San Francisco, CA; Rockville, MD; Philadelphia, PA; New York, NY; Los Angeles, CA Experience: Minimum of 10 years of litigation experience Education: Law degree and admission to the bar Organization: FINRA Department: Office...
advice and support to FINRA's Board of Governors and... advisory committees on complex and sensitive regulatory initiatives and rule changes. They will also serve as a subject matter expert in various areas of legal expertise and work closely with the...
Policy Legal Accessibility Statement Principal Analyst, Dispute Resolution Services Training Summary: The Principal Analyst, Dispute Resolution Services Training is responsible for creating, maintaining, and updating training modules for key regional job categories within the Dispute...