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and Analytics - Any FINRA Location The Senior... Director within FINRA’s Cyber and Analytics Unit (CAU) will lead a team responsible for overseeing cyber-enabled fraud investigations involving member firms and conducting threat identification analysis using data analytics to support...
organization, responsible for representing FINRA in complex disciplinary and... non-disciplinary proceedings nationwide. This role requires a minimum of 10 years of litigation experience, first-chair trial experience, and a law degree with admission to the bar. The Senior Litigation Counsel will...
FINRA is seeking a Principal... Counsel, Enforcement to join our team in various locations across the US. This position offers a competitive salary and benefits package, including a discretionary bonus, comprehensive health, dental and vision insurance, 401(k) plan with company...
Counsel, Enforcement - Any FINRA Location Salary: -... California: Minimum Salary $146,200, Maximum Salary $296,100 - Washington, DC: Minimum Salary $146,200, Maximum Salary $283,800 - Colorado/Hawaii: Minimum Salary $127,300, Maximum Salary $246,600 - New York, NY: Minimum Salary $152,700,...
Organization: FINRA Department: Office of General... Counsel Location: Washington, DC Salary: R-008031: Assistant General Counsel, Regulatory Assistant General Counsel, – Join Us at FINRA! As a not-for-profit... oversight of the SEC, FINRA (Financial Industry Regulatory Authority)......
Special Investigations Unit - FINRA - Full Time H1:... Investigations Unit - Any FINRA Location H2: About FINRA's... Special Investigations Unit (SIU)... Salary Information: - Minimum salary: $149,600 - Maximum salary: $351,200 - Actual compensation based on factors such...
Specialist Team - All FINRA Locations FINRA is... seeking an Investigations Director, Specialist Team, to manage examinations and investigations of broker-dealers' compliance with applicable rules and regulations, and financial crimes. This is a senior-level position that involves supervising specialist...
and special investigations of FINRA member firms at all... locations. They will be responsible for identifying and addressing potentially fraudulent activities within the industry, providing guidance to Member Supervision staff, and training others. This is an expert level position that...
Capital Markets - Any FINRA Location Full Time... Bullet Points: - Director role in Risk Monitoring Program for a specific Firm Grouping or Sub-Grouping - Responsible for overseeing risk assessments, regulatory responses, and intelligence for a portfolio...
Regulatory Services Management Organization: FINRA Experience: Minimum 8 years... and experience, see chart below Full-time position with travel required Job Overview: The Principal Analyst in the Regulatory Services Management team at FINRA is responsible for managing... and maintaining co...